Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Harrisionblake Roper is a financial professional registered with State Street Global Markets, LLC. Douglas has been in the industry since August 18, 1999. Douglas has a total of 5 approved state registrations and 1 approved FINRA registration. In addition to the current position at State Street Global Markets, LLC, Douglas has previous experience at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.. Douglas holds Series 63, SIE, Series 55, Series 7 and Series 6 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/01/2017 - Present
State Street Global Markets, LLC (BOSTON MA)
MA
04/19/2000 - 05/01/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
RI
08/12/1999 - 04/11/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Roper is the right advisor for you? Invested Better is here to help.
