Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Cochran is an active investment advisor representative and a registered representative with LPL Financial LLC in DALLAS, TX. Douglas has over 27 years of experience in the financial services industry. Douglas's prior employment includes positions at BANC OF AMERICA INVESTMENT SERVICES, INC., CHASE INVESTMENT SERVICES CORP., CHASE SECURITIES OF TEXAS, INC., CHARLES SCHWAB & CO., INC., FIDELITY BROKERAGE SERVICES, INC., and EDWARD D. JONES & CO., L.P. Douglas has a broad range of licenses including Series 7, Series 63, Series 65, and SIE. Douglas is also registered in several states including Texas, Missouri, Louisiana, Florida, Kentucky, and California. Douglas also holds a Series 65 license for investment advisory. Douglas is a financial advisor with LPL Financial LLC, a leading provider of financial advice and retirement planning. Douglas has a strong commitment to helping clients reach their financial goals, and he is dedicated to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
11/02/2006 - Present
LPL Financial LLC (DALLAS TX)
TX
10/03/2000 - 11/15/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
IL
03/01/1999 - 10/11/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
04/17/1998 - 03/01/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
TX
03/14/1997 - 04/13/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
09/18/1995 - 12/10/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MO
09/20/1994 - 06/22/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 03/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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