Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Norwood is an investment advisor representative with Nylife Securities LLC. Douglas has been in the securities industry since September 17, 2003. Douglas holds Series 6, 63 and 26 securities licenses. Douglas is currently registered to sell securities in California and Washington. Douglas was previously employed with NYLIFE DISTRIBUTORS LLC and Nylife Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/04/2024 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NJ
12/20/2011 - 06/05/2024
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
CA
09/18/2003 - 12/22/2011
NYLIFE SECURITIES LLC (WALNUT CREEK CA)
BC
Issued 09/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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