Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Harlan Smith is a registered representative with Ameriprise Financial Services, LLC and has been in the financial services industry for over 28 years. Douglas has a Series 7, Series 63, and Series 65 licenses and is registered to provide securities and investment advisory services in multiple states, including South Carolina, North Carolina and Texas. Douglas has experience in working with high-net-worth individuals, corporations, and other businesses. He is also experienced with providing financial planning, asset allocation, and pension consulting services. Douglas has a strong track record of providing personalized financial advice to clients and has a proven ability to meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
07/26/2018 - Present
Ameriprise Financial Services, LLC (SUMMERVILLE SC)
MN
01/16/1995 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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