Unclaimed
Douglas Hansen is a financial professional with over 5 years of experience in the financial services industry. Douglas is currently registered with Btig, LLC. He is registered with the following states: California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania and Texas. Douglas holds the following licenses and qualifications: Series 7, Series 63, Series 86, Series 87, Series 79TO and SIE. Previously, Douglas worked at JMP Securities LLC in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/08/2020 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
04/13/2018 - 06/02/2020
JMP SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 05/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/07/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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