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Douglas Hampton McGregor

Frontier Solutions, LLC

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About Douglas Hampton McGregor

Douglas McGregor is a financial advisor with Frontier Solutions, LLC in Richmond, Virginia. Douglas has been in the financial services industry since 1996. He is licensed to provide investment advice in Virginia, New York, Pennsylvania, and West Virginia.

Firm Information

Douglas McGregor is currently registered with Frontier Solutions, LLC. Frontier Solutions, LLC is a Limited Liability Company formed in May 2005. The firm is registered in 47 states and is SEC-registered.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas McGregor’s Registration & Firm History

VA

01/03/2023 - Present

Frontier Solutions, LLC (Richmond VA)

FL

10/09/2018 - 12/31/2022

PALLADIUM CAPITAL GROUP, LLC (VENICE FL)

VA

01/18/2007 - 01/02/2019

HAMPTON HEDGE FUND MARKETING, LLC (OAKTON VA)

CT

10/31/2005 - 09/18/2006

SCHONFELD SECURITIES, LLC (NORWALK CT)

NY

09/28/2005 - 10/25/2005

SCHONFELD SECURITIES, LLC (JERICHO NY)

CA

06/27/2003 - 08/04/2005

TRINIX SECURITIES LLC (ENCINITAS CA)

NY

09/19/1995 - 01/17/1996

OPPENHEIMER & CO., INC. (NEW YORK NY)

NA

12/18/1992 - 06/27/1995

ALEX. BROWN & SONS INCORPORATED

NY

04/13/1988 - 12/04/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

03/18/1987 - 04/14/1987

ALLIED CAPITAL GROUP, INC.

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Licenses & Designations

IA

Issued 12/10/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/16/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/22/2022

Series 30 - NFA Branch Manager Examination

BC

Issued 10/04/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/16/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Douglas Hampton McGregor. Review regulatory record here.
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