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Douglas Hammond Lemon

Cambridge Investment Research Advisors, Inc.

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About Douglas Hammond Lemon

Douglas Hammond Lemon is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Douglas has been in the financial services industry since 1974 and holds licenses in multiple states including Alabama, California, Florida, Indiana, Louisiana, Mississippi, South Carolina, and Tennessee. Douglas is a registered representative with Cambridge Investment Research, Inc. and also serves as an independent insurance agent for various independent insurance companies. Douglas works in the Richland, MS office of Cambridge Investment Research Advisors, Inc.. The firm is headquartered in Fairfield, IA. Douglas has a long history of experience in the financial services industry, working for several firms over the years.

Firm Information

Douglas Lemon is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Douglas Lemon’s Registration & Firm History

MS

03/28/2005 - Present

Cambridge Investment Research Advisors, Inc. (Richland MS)

CA

11/07/1989 - 02/17/1999

TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)

NA

02/26/1986 - 11/07/1989

VALUE EQUITIES CORPORATION

NA

02/16/1983 - 03/06/1986

SENTRA SECURITIES CORPORATION

NA

11/19/1982 - 02/14/1983

INTEGRATED RESOURCES EQUITY CORPORATION

NA

11/27/1979 - 12/16/1982

PFS SALES, INC

NA

12/11/1980 - 12/08/1982

TRANSAMERICA FUND SALES, INC.

NA

12/18/1974 - 11/26/1979

JOHN HANCOCK DISTRIBUTORS, INC.

NA

12/18/1974 - 11/26/1979

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

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Licenses & Designations

BC

Issued 02/06/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/1983

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1983

Series 7 - General Securities Representative Examination

BC

Issued 12/14/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Douglas Hammond Lemon. Review regulatory record here.
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