Unclaimed
Douglas Hammond Lemon is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Douglas has been in the financial services industry since 1974 and holds licenses in multiple states including Alabama, California, Florida, Indiana, Louisiana, Mississippi, South Carolina, and Tennessee. Douglas is a registered representative with Cambridge Investment Research, Inc. and also serves as an independent insurance agent for various independent insurance companies. Douglas works in the Richland, MS office of Cambridge Investment Research Advisors, Inc.. The firm is headquartered in Fairfield, IA. Douglas has a long history of experience in the financial services industry, working for several firms over the years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MS
03/28/2005 - Present
Cambridge Investment Research Advisors, Inc. (Richland MS)
CA
11/07/1989 - 02/17/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
02/26/1986 - 11/07/1989
VALUE EQUITIES CORPORATION
NA
02/16/1983 - 03/06/1986
SENTRA SECURITIES CORPORATION
NA
11/19/1982 - 02/14/1983
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/27/1979 - 12/16/1982
PFS SALES, INC
NA
12/11/1980 - 12/08/1982
TRANSAMERICA FUND SALES, INC.
NA
12/18/1974 - 11/26/1979
JOHN HANCOCK DISTRIBUTORS, INC.
NA
12/18/1974 - 11/26/1979
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BC
Issued 02/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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