Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Polak is a registered representative with J.p. Morgan Institutional Investments Inc. Douglas has been in the industry since 2006. Douglas has passed the Series 3, Series 7, Series 63 and Series 65 exams. Douglas is licensed in 52 states and the District of Columbia. Douglas was previously registered with J. P. MORGAN ADVISORS, INC., J.P. MORGAN SECURITIES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/01/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
01/25/2000 - 08/02/2000
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
01/19/2000 - 01/28/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/22/1994 - 09/20/1996
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/19/1989 - 07/01/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/08/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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