Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Haig Alexander is a financial professional with over 29 years of experience in the industry. Douglas has a broad range of experience, having worked with firms such as First Allied Securities, Inc., Next Financial Group, Inc., AXA Advisors, LLC, and Tower Square Securities, Inc. Douglas is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a national financial services firm with over 100,000 clients and $100 billion in assets under management. Cetera provides a wide range of financial services, including financial planning, investment management, and retirement planning. Douglas's areas of expertise include financial planning, investment management, retirement planning, and insurance. Douglas is committed to providing his clients with personalized financial advice that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
11/12/2020 - Present
Cetera Investment Advisers LLC (Richmond VA)
VA
11/29/2010 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (RICHMOND VA)
VA
03/18/2008 - 12/08/2010
NEXT FINANCIAL GROUP, INC. (RICHMOND VA)
VA
05/04/2006 - 03/20/2008
AXA ADVISORS, LLC (RICHMOND VA)
VA
01/24/2005 - 05/08/2006
TOWER SQUARE SECURITIES, INC. (RICHMOND VA)
MD
08/27/1999 - 01/25/2005
H. BECK, INC. (ROCKVILLE MD)
MN
03/12/1997 - 08/18/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
07/28/1993 - 03/07/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
07/28/1993 - 03/07/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CO
10/12/1992 - 10/16/1992
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
NJ
09/07/1990 - 10/22/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 9/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/13/1992
Series 7 - General Securities Representative Examination
BC
Issued 9/5/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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