Unclaimed
Douglas Haig Alexander is a financial advisor with Cetera Investment Advisers LLC. Douglas has been in the financial industry since 1993. He currently holds licenses in Virginia and is registered as a Registered Investment Advisor. Douglas has a strong background in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
11/12/2020 - Present
Cetera Investment Advisers LLC (Richmond VA)
VA
11/29/2010 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (RICHMOND VA)
VA
03/18/2008 - 12/08/2010
NEXT FINANCIAL GROUP, INC. (RICHMOND VA)
VA
05/04/2006 - 03/20/2008
AXA ADVISORS, LLC (RICHMOND VA)
VA
01/24/2005 - 05/08/2006
TOWER SQUARE SECURITIES, INC. (RICHMOND VA)
MD
08/27/1999 - 01/25/2005
H. BECK, INC. (ROCKVILLE MD)
MN
03/12/1997 - 08/18/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
07/28/1993 - 03/07/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
07/28/1993 - 03/07/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CO
10/12/1992 - 10/16/1992
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
NJ
09/07/1990 - 10/22/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 09/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1992
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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