Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Guy Stewart is a financial advisor with Cary Street Partners. Douglas has been in the industry since April 1986. Douglas has worked with a variety of clients, including corporations, individuals, high-net-worth individuals, insurance companies, charitable organizations, and pension and profit-sharing plans. Douglas offers a range of services including financial planning, pension consulting, educational seminars, and portfolio management. Douglas holds Series 4, 7, 8, 9, 10, 23, 24, 31, 53, 63, and 65 licenses. Douglas is registered in 28 states and has over 35 years of experience in the financial services industry. Prior to joining Cary Street Partners, Douglas was employed by Wachovia Securities, LLC, and First Union Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Revenue sharing with certain third parties
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2
VA
06/22/2007 - Present
Cary Street Partners (FREDERICKSBURG VA)
VA
10/01/1999 - 07/03/2007
WACHOVIA SECURITIES, LLC (FREDERICKSBURG VA)
NC
04/23/1986 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 03/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2007
Series 4 - Registered Options Principal Examination
BC
Issued 02/12/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 11/16/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/21/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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