Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Grossfeld is a registered representative with Jonestrading. Douglas has been in the industry since 2011 and holds the Series 7, Series 63, Series 57TO and SIE licenses. Douglas has prior experience with COWEN AND COMPANY, COWEN EXECUTION SERVICES LLC, KCG AMERICAS LLC, KNIGHT CAPITAL AMERICAS, L.P., CHIMERA SECURITIES, LLC and ASSENT LLC. Douglas is currently registered in California, Colorado, Connecticut, Florida, Hawaii, Massachusetts, New Jersey, New York, South Carolina, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/18/2024 - Present
Jonestrading (Encino CA)
NY
10/27/2017 - 05/28/2024
COWEN AND COMPANY (NEW YORK NY)
CA
10/19/2016 - 07/21/2020
COWEN EXECUTION SERVICES LLC (El Segundo CA)
NJ
11/09/2011 - 10/25/2016
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
11/08/2011 - 11/09/2011
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
04/04/2011 - 09/22/2011
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
07/21/2008 - 07/25/2008
ASSENT LLC (NEW YORK NY)
BC
Issued 12/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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