Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Gonzalez is a financial advisor currently registered with Citigroup Global Markets Inc. Douglas has been in the industry since 2011. Douglas has experience with Morgan Stanley, DWS Distributors, Inc., Pickwick Capital Partners, LLC, and Academy Securities, Inc. Douglas has a broad range of experience in the financial industry, including providing investment advice, asset allocation advice, portfolio management, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/30/2022 - Present
Citigroup Global Markets Inc. (TAMPA FL)
NY
10/15/2020 - 04/15/2021
DWS DISTRIBUTORS, INC. (NEW YORK NY)
NY
08/24/2011 - 06/03/2019
MORGAN STANLEY (NEW YORK NY)
NY
01/30/2012 - 04/05/2018
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
NY
01/30/2012 - 01/10/2017
ACADEMY SECURITIES, INC. (New York NY)
SC
06/01/2010 - 03/15/2012
CICERONE SECURITIES, LLC (CHARLESTON SC)
NY
11/23/2009 - 06/11/2010
SAFDIE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
08/22/2008 - 10/10/2008
FURTHER LANE SECURITIES, L.P. (NEW YORK NY)
NJ
04/09/2007 - 06/23/2008
CHARLES SCHWAB & CO., INC. (JERSEY CITY NJ)
NY
01/01/2005 - 06/07/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
05/01/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
04/08/1998 - 05/03/1999
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
08/30/1997 - 04/01/1998
VAN ECK SECURITIES CORPORATION (NEW YORK NY)
NY
02/25/1994 - 05/09/1997
SOCIETE GENERALE SECURITIES CORPORATION (NEW YORK NY)
NY
07/31/1992 - 11/05/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/14/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/12/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/1995
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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