Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Neal is a financial advisor with over 38 years of experience in the financial services industry. Douglas is a Registered Representative with LPL Financial LLC and is also an Investment Advisor Representative with Neal Financial Group, LP. Douglas is a Certified Financial Planner and is committed to providing clients with personalized financial advice and guidance. Douglas is licensed in multiple states, including Texas, California, Florida, and Georgia. He is also a Registered Principal. Douglas has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
02/01/2001 - Present
LPL Financial LLC (BRENHAM TX)
MN
06/15/1983 - 02/13/2001
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 05/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/14/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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