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Douglas George Thompson

J. W. Cole Advisors, Inc.

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About Douglas George Thompson

Douglas Thompson is a financial advisor at J. W. Cole Advisors, Inc. with over 40 years of experience in the industry. Douglas is registered with FINRA and the state of Minnesota. Douglas is a Chartered Financial Consultant and holds Series 6, Series 22, Series 63 and SIE licenses. Douglas has a long history of working with clients in the financial services industry, and is committed to helping individuals and families achieve their financial goals.

Firm Information

Douglas Thompson is currently registered with J. W. Cole Advisors, Inc.. J. W. Cole Advisors, Inc. is an investment advisor headquartered in TAMPA, FL. They manage a total of $5.74 billion in client assets, primarily for high-net-worth individuals and other individuals, as well as corporations and charitable organizations. The firm offers a range of services, including financial planning, portfolio management, and educational seminars. J. W. Cole Advisors, Inc. is a registered investment advisor with the SEC.
J. W. Cole Advisors, Inc.

4301 ANCHOR PLAZA PARKWAY

TAMPA, FL 33634

$5.74B

Assets Under Management

1,682

Total Clients

419

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consulting

Hourly & fixed rate consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Thompson’s Registration & Firm History

MN

09/30/2024 - Present

J. W. Cole Advisors, Inc. (Lakeville MN)

CA

08/19/1997 - 02/09/2002

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

TX

02/22/1982 - 08/19/1997

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

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Licenses & Designations

BC

Issued 01/11/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2009

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/31/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Douglas George Thompson. Review regulatory record here.
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