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Douglas George Sexton

Tiaa-Cref Individual & Institutional Services, LLC

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About Douglas George Sexton

Douglas Sexton is a financial advisor with over 20 years of experience in the industry. Douglas is registered with Tiaa-Cref Individual & Institutional Services, LLC and has been with them since 2004. Douglas has also previously worked with Teachers Personal Investors Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. He is currently registered to provide investment advice in all 50 states.

Firm Information

Douglas Sexton is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Douglas Sexton’s Registration & Firm History

CO

01/01/2004 - Present

Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)

NY

05/09/2001 - 01/01/2004

TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)

MN

09/24/1999 - 01/22/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/24/1999 - 01/22/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/30/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas George Sexton.
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