Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas G. McCowen is a registered investment advisor representative with Osaic Wealth, Inc. located in Trabuco Canyon, CA. Douglas has been in the financial services industry since December 8, 1982. Douglas holds the following licenses and certifications: Series 6, Series 7, Series 24, Series 26, Series 63, and Series 65. Douglas has previously been employed by INDEPENDENT FINANCIAL GROUP, LLC, NPB FINANCIAL GROUP, LLC, ASSOCIATED SECURITIES CORP. and PRUCO SECURITIES CORPORATION. Douglas provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/30/2024 - Present
Osaic Wealth, Inc. (TRABUCO CANYON CA)
CA
07/15/2022 - 09/03/2024
INDEPENDENT FINANCIAL GROUP, LLC (TRABUCO CANYON CA)
CA
05/25/2007 - 07/15/2022
NPB FINANCIAL GROUP, LLC (IRVINE CA)
CA
01/30/2002 - 05/31/2007
ASSOCIATED SECURITIES CORP. (TUSTIN CA)
NJ
12/09/1982 - 02/06/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 05/01/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/12/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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