Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Gardner is a financial advisor with SG Americas Securities, LLC. Douglas has been in the industry since October 17, 2015. Douglas holds the Series 63, SIE and Series 79 licenses. Prior to joining SG Americas Securities, LLC, Douglas was registered with Truist Securities, Inc., RBC Capital Markets, LLC and Morgan Stanley & Co. LLC. Douglas is registered to provide investment advice in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/01/2021 - Present
SG Americas Securities, LLC (NEW YORK NY)
GA
06/21/2019 - 08/18/2020
TRUIST SECURITIES, INC. (ATLANTA GA)
NY
07/31/2017 - 03/19/2019
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/29/2014 - 07/24/2017
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 09/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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