Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas G. Sonnenshein is an investment advisor representative at J.P. Morgan Securities LLC. Douglas has been in the industry since 2008 and has been registered with J.P. Morgan Securities LLC since 2016. Douglas is registered to conduct business in 50 states and has a Series 7, Series 66 and a SIE license. Prior to joining J.P. Morgan Securities LLC, Douglas worked at Credit Suisse Securities (USA) LLC and Morgan Stanley Smith Barney. Douglas is also the owner/partner of Oleddy LLC and Alliance Consumer Growth Fund V.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/12/2016 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
07/28/2011 - 02/09/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/01/2009 - 06/09/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
09/18/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/11/2007 - 09/24/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 02/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Sonnenshein is the right advisor for you? Invested Better is here to help.
