Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Kaiser is a financial advisor at Westpark Capital, Inc., where he has been employed since 2010. Douglas has been in the financial services industry since 1987 and has extensive experience in various areas of investment and financial planning. Douglas has held several principal designations throughout their career. Douglas holds licenses to practice in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/26/2010 - Present
Westpark Capital, Inc. (BOCA RATON FL)
FL
03/21/2005 - 11/19/2012
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
FL
12/12/2000 - 04/15/2005
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
11/20/2000 - 01/09/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
09/26/1991 - 11/20/2000
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
NY
07/06/1988 - 08/20/1991
G. K. SCOTT & CO., INC. (PLAINVIEW NY)
NA
12/11/1987 - 06/20/1988
BRENNAN ROSS SECURITIES, INC.
NA
09/10/1987 - 03/11/1988
THE STUART-JAMES COMPANY, INC.
BC
Issued 11/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/25/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/30/1991
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/11/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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