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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Fuentes is a financial advisor with LPL Financial LLC, having joined the firm in November 2023. Douglas has been active in the financial services industry since March 2013, previously working with Wells Fargo Advisors, LLC and Wells Fargo Bank NA. Douglas specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/07/2023 - Present
LPL Financial LLC (FORT MILL SC)
MO
07/15/2013 - 06/27/2023
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
NC
04/23/1998 - 05/03/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
01/12/1996 - 03/27/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/19/1992 - 02/23/1993
FSI FINANCIAL CORPORATION
BOTH
Issued 12/14/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/24/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 12/06/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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