Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Bales is a financial advisor based in Carmel, IN. Douglas has been with Intrepid Financial Planning Group, LLC since February 2000. Douglas has extensive experience in the financial services industry, holding Series 6, Series 63, and Series 65 licenses. Douglas is registered as an Investment Advisor Representative in California, Florida, Illinois, Indiana, Michigan, New York, Ohio, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IN
04/25/2018 - Present
Intrepid Financial Planning Group, LLC (Carmel IN)
IN
01/02/2004 - 12/31/2006
MORRIS GROUP, INC. (INDIANAPOLIS IN)
MA
03/02/2000 - 12/31/2003
WATERSTONE FINANCIAL GROUP, INC. (BOSTON MA)
MA
04/05/1989 - 10/09/1998
MANEQUITY, INC. (BOSTON MA)
NA
08/02/1988 - 01/31/1989
EQUICO SECURITIES, INC.
NA
08/02/1988 - 01/31/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 04/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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