Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Fosdick Carter is an active investment advisor representative with Charles Schwab & Co., Inc. and Schwab Wealth Advisory, Inc. Douglas has been in the securities industry since January 18, 1991, and has held various positions with other firms throughout his career. Douglas is registered with the Securities and Exchange Commission and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
01/02/2025 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
06/12/2017 - 01/08/2024
TD AMERITRADE, INC. (OMAHA NE)
WA
04/29/2016 - 12/07/2016
MOLONEY SECURITIES CO., INC. (Gig Harbor WA)
NM
04/22/2013 - 05/02/2016
NATIONS FINANCIAL GROUP, INC. (RATON NM)
MO
04/03/2012 - 03/15/2013
MOLONEY SECURITIES CO., INC. (MANCHESTER MO)
IA
02/18/2010 - 05/04/2012
NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)
ID
08/18/2005 - 08/05/2009
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (EAGLE ID)
AZ
03/04/2005 - 12/31/2005
SAMCO FINANCIAL SERVICES, INC. (PHOENIX AZ)
NE
10/24/1990 - 11/10/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NA
09/14/1989 - 10/05/1990
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
NA
07/18/1989 - 09/20/1989
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 07/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/17/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2005
Series 4 - Registered Options Principal Examination
BC
Issued 04/21/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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