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Douglas Floyd gene Poore

Fidelity Brokerage Services LLC

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About Douglas Floyd gene Poore

Douglas Floyd gene Poore is a financial advisor currently registered with Fidelity Brokerage Services LLC. Douglas has been active in the financial industry since September 30, 1997. Douglas is a Series 7, Series 6, Series 63, Series 9, Series 10, and SIE licensed advisor. Douglas is registered to conduct business in 51 states. Prior to joining Fidelity Brokerage Services LLC, Douglas was registered with Fidelity Investments Institutional Services Company, Inc. in Smithfield, RI.

Firm Information

Douglas Poore is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Poore’s Registration & Firm History

UT

01/01/2008 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

RI

05/30/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

CO

01/22/2001 - 03/22/2007

FIDELITY BROKERAGE SERVICES LLC (DENVER CO)

RI

12/09/1999 - 01/22/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

07/08/1998 - 12/09/1999

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

RI

07/25/1997 - 07/08/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 04/03/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/05/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/13/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1998

Series 7 - General Securities Representative Examination

BC

Issued 07/24/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Douglas Floyd gene Poore.
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