Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Fiek is a financial advisor with over 27 years of experience in the industry. Douglas is currently registered with J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC. Douglas has been a registered investment advisor for over 7 years and holds licenses in 53 states and the District of Columbia. Douglas specializes in providing financial planning, pension consulting and selection of other advisers. Douglas has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
10/12/2023 - Present
J.p. Morgan Securities LLC (San Francisco CA)
CA
01/07/2016 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
01/17/2003 - 02/02/2016
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
08/20/1997 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/25/1996 - 12/23/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
01/28/1995 - 05/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/12/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
09/14/1993 - 12/31/1993
CS FIRST BOSTON CORPORATION (NEW YORK NY)
IA
Issued 01/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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