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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Evan Hughes is a financial advisor with Cetera Investment Advisers LLC, based in Wilmington, IL. Douglas has been in the financial services industry since 2008, with experience at several firms, including Wells Fargo Advisors Financial Network, LLC and Summit Brokerage Services, Inc.. Douglas is licensed to provide investment advice in several states, including Illinois, Colorado, Florida, Indiana, Kentucky, Michigan, Minnesota, Mississippi, Missouri, South Carolina, Tennessee, and Wisconsin. He is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative and holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (Wilmington IL)
IL
11/03/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Wilmington IL)
IL
10/07/2011 - 10/25/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WILMINGTON IL)
IL
06/27/2008 - 10/10/2011
EDWARD JONES (WILMINGTON IL)
BOTH
Issued 07/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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