Unclaimed
Douglas Evan Hughes is an investment advisor representative registered with Cetera Investment Advisers LLC and has been in the industry since July 4, 2008. Douglas has licenses in multiple states and holds Series 7, Series 66, and SIE licenses. Douglas is a registered representative and investment advisor representative. Previously, Douglas was registered with Summit Brokerage Services, Inc. and Wells Fargo Advisors Financial Network, LLC. Douglas has been registered with Cetera Investment Advisers LLC since June 29, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (Wilmington IL)
IL
11/03/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Wilmington IL)
IL
10/07/2011 - 10/25/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WILMINGTON IL)
IL
06/27/2008 - 10/10/2011
EDWARD JONES (WILMINGTON IL)
BOTH
Issued 7/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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