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Douglas Evan Himmel

THE Leaders Group, Inc.

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About Douglas Evan Himmel

Douglas Evan Himmel is a registered representative with The Leaders Group, Inc. based in LITTLETON, CO. Douglas has been in the industry since 2000 and is licensed to sell securities in California, District of Columbia, Illinois, New Jersey, New York, and Texas. He has a Series 7, Series 63, and SIE license. Douglas previously worked at Raymond James Financial Services, Inc., Carnegie Investor Services Inc., Meyers Pollock Robbins, Inc., Walsh Manning Securities, LLC, and Cowen & Co.

Firm Information

Douglas Himmel is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Himmel’s Registration & Firm History

CO

04/11/2007 - Present

THE Leaders Group, Inc. (LITTLETON CO)

FL

01/08/1999 - 07/12/2002

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

NY

10/17/1997 - 01/07/1999

CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)

NY

03/03/1997 - 12/18/1997

MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)

NA

04/12/1996 - 03/18/1997

WALSH MANNING SECURITIES, LLC

NY

02/09/1996 - 03/28/1996

COWEN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Evan Himmel.
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