Unclaimed
Douglas Evan Himmel is a registered representative with The Leaders Group, Inc. based in LITTLETON, CO. Douglas has been in the industry since 2000 and is licensed to sell securities in California, District of Columbia, Illinois, New Jersey, New York, and Texas. He has a Series 7, Series 63, and SIE license. Douglas previously worked at Raymond James Financial Services, Inc., Carnegie Investor Services Inc., Meyers Pollock Robbins, Inc., Walsh Manning Securities, LLC, and Cowen & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/11/2007 - Present
THE Leaders Group, Inc. (LITTLETON CO)
FL
01/08/1999 - 07/12/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
10/17/1997 - 01/07/1999
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
NY
03/03/1997 - 12/18/1997
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NA
04/12/1996 - 03/18/1997
WALSH MANNING SECURITIES, LLC
NY
02/09/1996 - 03/28/1996
COWEN & CO. (NEW YORK NY)
BC
Issued 11/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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