Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Christensen is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. based in LEHI, UT. Douglas has been in the financial services industry since 1997. Douglas has been registered with Merrill Lynch since 2019. Prior to Merrill Lynch, Douglas was registered with BANC OF AMERICA INVESTMENT SERVICES, INC., BA INVESTMENT SERVICES, INC., DEAN WITTER REYNOLDS INC. and SHEARSON LEHMAN HUTTON INC.. Douglas has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
12/18/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEHI UT)
MA
07/12/1999 - 10/04/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
03/04/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
01/26/1990 - 09/08/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/25/1988 - 01/15/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BOTH
Issued 12/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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