Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Evan Berman is a financial professional with over 20 years of experience in the investment industry. Douglas is currently registered with Calamos Advisors LLC in Illinois. Douglas has a history of working at various financial institutions including ALPS Distributors, Inc., Transamerica Capital, Inc. and Lazard Asset Management Securities LLC. Douglas is a Series 63, Series 65, Series 7, and Series 9 licensed individual. Douglas' areas of expertise include portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
03/04/2013 - Present
Calamos Advisors LLC (NAPERVILLE IL)
CO
04/11/2011 - 11/14/2011
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
04/30/2009 - 04/05/2011
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
01/05/2006 - 02/12/2009
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
CA
05/02/2003 - 06/07/2004
ROUND HILL SECURITIES, INC. (ALAMO CA)
NJ
03/30/2001 - 05/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/05/1996 - 04/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Berman is the right advisor for you? Invested Better is here to help.
