Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Swartout is a financial advisor with over 27 years of experience in the industry. Douglas is currently registered with LPL Financial LLC. Douglas has been a registered representative with LPL Financial LLC since April 17, 2024. Before joining LPL Financial LLC, Douglas was with Crown Capital Securities, L.P. for over 22 years. Prior to that, Douglas was with Mutual Service Corporation and Titan/Value Equities Group, Inc. Douglas specializes in a variety of investment services including financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and the selection of other advisors. Douglas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OR
04/17/2024 - Present
LPL Financial LLC (PORTLAND OR)
CA
05/14/2001 - 04/17/2024
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
MA
03/31/1999 - 05/16/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
03/01/1996 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IA
Issued 01/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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