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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Eugene Stone is an investment advisor representative with Seacrest Wealth Management, LLC. Douglas Eugene Stone is registered with FINRA as a General Securities Representative and holds the Series 7, 9, 10, 63, and 65 licenses. Douglas Eugene Stone has been in the industry since July 1996, and has experience with firms such as Seacrest Wealth Management, LLC, PURSHE KAPLAN STERLING INVESTMENTS, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
05/12/2011 - Present
Seacrest Wealth Management, LLC (MEDFORD OR)
OR
03/27/2009 - 04/05/2017
PURSHE KAPLAN STERLING INVESTMENTS (MEDFORD OR)
OR
04/02/2007 - 04/02/2009
MORGAN STANLEY & CO. INCORPORATED (MEDFORD OR)
OR
12/20/2001 - 04/02/2007
MORGAN STANLEY DW INC. (MEDFORD OR)
NY
07/10/1996 - 12/20/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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