Unclaimed
Douglas Eugene Bohlman is a financial advisor who has been in the industry since 1988. Douglas is currently registered with RBC Capital Markets, LLC. Douglas also has past registrations with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Edward D. Jones & Co., L.P., F.D. Roberts Securities, Inc., and First Alliance Securities, Inc. Douglas has a variety of certifications and licenses, including Series 63, 66, 24, 7, and SIE. Douglas holds specializations in various areas of finance, including employee benefit plans, endowment funds, foundations, family trusts, and capital/operating funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
03/30/2017 - Present
RBC Capital Markets, LLC (CONCORD NH)
NH
01/01/2008 - 03/03/2010
WELLS FARGO ADVISORS, LLC (CONCORD NH)
NH
11/01/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CONCORD NH)
MO
06/24/1989 - 11/09/1993
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NA
11/23/1988 - 10/02/1989
F.D. ROBERTS SECURITIES, INC.
NA
02/27/1989 - 03/23/1989
FIRST ALLIANCE SECURITIES, INC.
BOTH
Issued 08/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Bohlman is the right advisor for you? Invested Better is here to help.