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Douglas Eric Dial

Capital Partners Investment Group

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About Douglas Eric Dial

Douglas Dial is an investment advisor representative at Capital Partners Investment Group and is licensed to provide financial advice in California and Florida. Douglas has been in the industry since 1992 and has experience working with various clients, including high-net-worth individuals, charitable organizations, and other individuals. Douglas specializes in providing financial planning and portfolio management services to individuals. He has a Series 65, Series 63, and Series 7 licenses, as well as a Series 24 General Securities Principal Examination.

Firm Information

Douglas Dial is currently registered with Capital Partners Investment Group. Capital Partners Investment Group is an investment advisor with 1 licensed agent and 1 investment adviser representative. They manage approximately $30 million in assets for 34 accounts, primarily for high-net-worth individuals, individuals other than high-net-worth, and charitable organizations. The firm provides financial planning and portfolio management services for individuals.

$30.00M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Dial’s Registration & Firm History

CA

07/31/2018 - Present

Capital Partners Investment Group (ALTADENA CA)

FL

04/11/2016 - 04/11/2018

REGAL SECURITIES, INC. (ORLANDO FL)

MO

05/15/1992 - 08/19/2002

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 08/02/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/09/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/10/1992

Series 24 - General Securities Principal Examination

BC

Issued 04/11/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Douglas Eric Dial. Review regulatory record here.
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