Unclaimed
Douglas Dent is a registered representative with PFS Investments Inc., and has been in the industry since September 2, 1996. Douglas has a Series 7, Series 63, Series 6TO and SIE licenses. Douglas specializes in portfolio management for individuals and has been with PFS Investments Inc. since May 1, 2008. Previously, Douglas was registered with PFS Investments Inc. in Georgia from June 23, 2000 to June 15, 2006. Douglas was also registered with CIGNA SECURITIES, INC. in Pennsylvania from September 18, 1991 to August 4, 1992.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
05/01/2008 - Present
PFS Investments Inc. (MARGATE FL)
GA
06/23/2000 - 06/15/2006
PFS INVESTMENTS INC. (DULUTH GA)
GA
10/23/1997 - 07/14/1998
PFS INVESTMENTS INC. (DULUTH GA)
GA
08/02/1994 - 10/30/1995
PFS INVESTMENTS INC. (DULUTH GA)
PA
09/18/1991 - 08/04/1992
CIGNA SECURITIES, INC. (RADNOR PA)
PA
03/02/1989 - 10/04/1989
CIGNA SECURITIES, INC. (RADNOR PA)
NC
05/16/1988 - 02/08/1989
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
11/28/1986 - 03/02/1988
FIRST AMERICAN ASSET MANAGEMENT GROUP, INC.
NA
07/23/1986 - 10/15/1986
THE STUART-JAMES COMPANY, INC.
BC
Issued 08/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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