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Douglas Emitte

DAE Wealth Management

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About Douglas Emitte

Douglas Emitte is a registered investment advisor representative with Dae Wealth Management. Douglas has over 25 years of experience in the financial services industry. Douglas has a broad range of experience in financial planning, investment management, and retirement planning. Douglas is committed to providing his clients with personalized financial advice and helping them reach their financial goals.

Firm Information

Douglas Emitte is currently registered with DAE Wealth Management. DAE Wealth Management is a registered investment advisor with 1 licensed agent and 1 investment advisor representative. They manage approximately $20,619,414 in assets for 106 clients, primarily high-net-worth individuals and individuals other than high-net-worth. The firm provides financial planning and portfolio management services for individuals.

$20.62M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Emitte’s Registration & Firm History

CA

01/25/2023 - Present

DAE Wealth Management (ROSEVILLE CA)

CA

08/05/2011 - 03/22/2013

AMERIPRISE FINANCIAL SERVICES, INC. (ROSEVILLE CA)

CA

06/01/2009 - 08/15/2011

MORGAN STANLEY SMITH BARNEY (ROSEVILLE CA)

CA

03/03/2009 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (ROSEVILLE CA)

CA

06/06/2001 - 03/09/2009

WELLS FARGO INVESTMENTS, LLC (ROSEVILLE CA)

NY

05/08/1997 - 06/11/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

CA

02/26/1997 - 04/21/1997

INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 02/03/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/23/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 02/25/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Douglas Emitte. Review regulatory record here.
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