Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Emerson Smith is a financial advisor with over 35 years of experience in the industry. Douglas is currently registered with Raymond James Financial Services, Inc. in Harrisburg, PA. Douglas has held previous positions at Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Lehman Brothers Inc. Douglas holds the Series 3, 7, and 63 licenses and is registered with the states of Colorado, Ohio, Pennsylvania, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/03/2009 - Present
Raymond James Financial Services, Inc. (HARRISBURG PA)
PA
06/01/2009 - 12/18/2009
MORGAN STANLEY SMITH BARNEY (CAMP HILL PA)
PA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HARRISBURG PA)
NY
05/24/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1984
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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