Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Roper is a financial advisor with over 20 years of experience in the industry. Roper is currently registered with Allstate Financial Services, LLC. Douglas has held previous positions with NYLIFE Securities LLC, CALYON Securities (USA) Inc, and BANC of AMERICA Securities LLC. Roper is licensed to sell securities in several states including Alabama, Arizona, California, Colorado, and Texas. Roper holds the Series 6, Series 7, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
05/31/2018 - Present
Allstate Financial Services, LLC (Tucson AZ)
AZ
08/01/2012 - 05/24/2018
NYLIFE SECURITIES LLC (TUCSON AZ)
NY
11/13/2001 - 01/28/2008
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
06/09/1998 - 02/12/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 09/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Roper is the right advisor for you? Invested Better is here to help.
