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Douglas Edward Watts

Mutual OF Omaha Investor Services, Inc.

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About Douglas Edward Watts

Douglas Edward Watts is an investment advisor representative with over 25 years of experience in the financial services industry. Douglas is currently registered with Mutual Of Omaha Investor Services, Inc. in Maryland and Virginia. Douglas has held previous positions at Morgan Stanley, UBS Financial Services Inc. and Kidder, Peabody & Co. Incorporated. Douglas is a Series 7, Series 63, and Series 65 licensed professional. Douglas provides financial planning, selection of other advisors, and portfolio management for individuals.

Firm Information

Douglas Watts is currently registered with Mutual OF Omaha Investor Services, Inc.. Mutual OF Omaha Investor Services, Inc. is a Corporation formed in September 1993, headquartered in Omaha, Nebraska. The firm offers financial planning and portfolio management for individuals and select client types such as high-net-worth individuals, corporations, charitable organizations, and pension plans. With over 700 licensed agents, investment advisor representatives, and registered representatives, the firm provides a wide range of services to its clients.
Mutual OF Omaha Investor Services, Inc.

3300 MUTUAL OF OMAHA PLAZA

OMAHA, NE 68175-1020

$15.50M

Assets Under Management

6,290

Total Clients

387

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Promoter fees and third party money manager fees

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Douglas Watts’s Registration & Firm History

VA

02/13/2025 - Present

Mutual OF Omaha Investor Services, Inc. (GLEN ALLEN VA)

MD

06/01/2009 - 04/07/2017

MORGAN STANLEY (BALTIMORE MD)

MD

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (BALTIMORE MD)

MD

06/30/2006 - 04/02/2007

MORGAN STANLEY DW INC. (BALTIMORE MD)

MD

01/28/1995 - 07/24/2006

UBS FINANCIAL SERVICES INC. (BALTIMORE MD)

NY

06/27/1990 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/31/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/20/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Douglas Edward Watts. Review regulatory record here.
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