Unclaimed
Douglas Thompson is a financial professional with over 20 years of experience in the financial services industry. Douglas has a Series 6 and Series 63 license and has been registered with State Farm VP Management Corp since June 2001. Douglas is licensed to provide securities advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/12/2001 - Present
State Farm VP Management Corp. (Lockport NY)
BC
Issued 06/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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