Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Shaffer is a registered representative with PNC Capital Markets LLC. Douglas has been in the securities industry since 1996 and has licenses and registrations to offer investment products in 51 states. He has passed a variety of industry exams including the Series 7, Series 24, Series 52TO, and Series 79TO. Douglas was previously employed by NatCity Investments, Inc. in Cleveland, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/17/1996 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
OH
01/02/2009 - 02/22/2010
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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