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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Edward Rohan is a financial advisor with Cetera Investment Advisers LLC. Douglas has been in the industry since October 29, 2000. Douglas is licensed to offer investment advice in Wisconsin and is registered as a Registered Representative in Wisconsin. Douglas is also registered in Arizona, Missouri, New Mexico, and Wisconsin. He is also a certified public accountant and has a limited power of attorney for IRS and other tax matters for his clients. Douglas is committed to helping clients achieve their financial goals. He offers a variety of financial services, including financial planning, portfolio management, and retirement planning. He is passionate about helping his clients reach their financial goals and is committed to providing them with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
10/27/2006 - Present
Cetera Investment Advisers LLC (OSHKOSH WI)
CT
09/30/2003 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
TX
10/24/2000 - 09/24/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
IA
Issued 10/26/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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