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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Riedl is an investment advisor representative with Cetera Investment Advisers LLC. Douglas has been in the industry since February 1, 2000 and holds Series 6, 7, 63, and 66 licenses. Douglas has a current registration in Illinois and Texas. Cetera Investment Advisers LLC is a registered investment advisor with the Securities and Exchange Commission. Cetera Investment Advisers LLC has 6626 registered representatives, 5928 investment advisory functions, 5438 licensed agents, and 287 investment advisor representatives for other investment advisors. The firm offers a range of advisory services, including portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
07/27/2022 - Present
Cetera Investment Advisers LLC (LENA IL)
NY
01/17/2000 - 02/07/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 7/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/4/2002
Series 7 - General Securities Representative Examination
BC
Issued 1/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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