Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Ohm is a financial advisor with Osaic Wealth, Inc. Douglas has been in the industry since 1977. Douglas has a diverse set of licenses including Series 6, 7, 63, 65, 24, and SIE. The advisor holds registrations in Arizona, California, Colorado, Florida, Iowa, Minnesota, Nebraska, and New Mexico. Douglas has over 40 years of experience helping clients with financial planning, portfolio management, and pension consulting. Douglas is also a licensed insurance agent with a focus on fixed and health insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
06/14/2024 - Present
Osaic Wealth, Inc. (OMAHA NE)
NE
03/05/2004 - 06/14/2024
SECURITIES AMERICA, INC. (OMAHA NE)
NE
04/03/2002 - 03/04/2004
GWR INVESTMENTS, INC. (OMAHA NE)
MA
01/12/1988 - 07/24/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
09/19/1977 - 12/21/1987
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Ohm is the right advisor for you? Invested Better is here to help.
