Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Nessan is a financial advisor in Maple Grove, Minnesota. Douglas has been in the financial services industry since 1998. Douglas has a current registration with Cetera Advisor Networks LLC. Douglas has experience in the financial services industry, holding previous positions at TOWER SQUARE SECURITIES, INC., WACHOVIA SECURITIES, LLC, PRUCO SECURITIES, LLC., U.S. BANCORP INVESTMENTS, INC., and CIGNA SECURITIES, INC.. Douglas has a Series 6, Series 7, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
09/03/2013 - Present
Cetera Advisor Networks LLC (MAPLE GROVE MN)
MN
12/01/2006 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (PLYMOUTH MN)
MO
02/03/2005 - 09/27/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
01/12/2000 - 12/31/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
MN
11/03/1997 - 01/23/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
PA
05/26/1992 - 06/29/1993
CIGNA SECURITIES, INC. (RADNOR PA)
BC
Issued 10/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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