Unclaimed
Douglas Mourne is a financial professional with over 20 years of experience in the industry. Douglas is currently registered with W&S Brokerage Services, Inc. in Cincinnati, OH. Prior to joining W&S Brokerage Services, Inc., Douglas worked at Lincoln Investment, Capital Analysts, Incorporated, and Fifth Third Securities, Inc. Douglas holds various securities licenses including Series 4, 7, 24, 52TO, 53, 63, 66, 99TO, and SIE. Douglas specializes in providing financial services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
10/27/2015 - Present
W&S Brokerage Services, Inc. (CINCINNATI OH)
OH
06/01/2012 - 09/25/2015
LINCOLN INVESTMENT (CINCINNATI OH)
OH
01/14/2008 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
OH
04/04/2000 - 11/16/2007
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
RI
02/12/1998 - 01/27/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 09/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2006
Series 4 - Registered Options Principal Examination
BC
Issued 08/27/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/28/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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