Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Edward Marchant is a financial advisor with over 25 years of experience in the financial services industry. Douglas is currently registered with Capfinancial Securities, LLC in Raleigh, NC. Douglas has passed the Series 6, 7, 63, 65, SIE and 6TO exams. Prior to his current role, Douglas worked at Century Securities Associates, Inc. in St. Louis, MO and Prudential Securities Incorporated in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/15/2021 - Present
Capfinancial Securities, LLC (RALEIGH NC)
MO
06/07/1999 - 08/31/2001
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
NY
06/22/1995 - 05/01/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/10/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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