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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Lindsey is a financial advisor who has been in the industry since 1969. Douglas is currently registered with Steward Partners Investment Advisory, LLC and is active in both Broker-Dealer and Investment Advisor capacities. Douglas has worked at several firms before joining Steward Partners Investment Advisory, LLC, including Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Douglas has extensive experience and holds several securities licenses and registrations including Series 4, 40, 7TO, 15, 5, PC, 1, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
05/04/2023 - Present
Steward Partners Investment Advisory, LLC (LAKE OSWEGO OR)
OR
06/01/2009 - 06/23/2009
MORGAN STANLEY SMITH BARNEY (PORTLAND OR)
OR
12/09/1969 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND OR)
IA
Issued 03/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/28/1980
Series 4 - Registered Options Principal Examination
BC
Issued 12/03/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 12/05/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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