Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Kramer is an investment advisor representative with Vanguard Advisers, Inc. Douglas has been working in the financial services industry since 2019 and holds the Series 66, Series 7TO, and SIE licenses. Douglas is registered with the Financial Industry Regulatory Authority (FINRA) and the securities regulators of New Jersey, Pennsylvania, and Texas. Douglas has previously worked for MML Investors Services, LLC and is an employee of The Vanguard Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/12/2021 - Present
Vanguard Advisers, Inc. (Malvern PA)
PA
11/08/2019 - 05/28/2021
MML INVESTORS SERVICES, LLC (NEWTOWN SQUARE PA)
BOTH
Issued 06/11/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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