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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Edward Frazier is a financial advisor with over 24 years of experience in the financial services industry. Douglas is a CERTIFIED FINANCIAL PLANNER™ professional and currently works with LPL Financial LLC. Douglas has experience working with individuals, high net worth individuals, corporations, and charitable organizations. Douglas provides financial planning, pension consulting, educational seminars, and portfolio management services. Douglas is registered to offer investment advice in Alabama, Arizona, Arkansas, California, Florida, Georgia, Hawaii, Idaho, Kansas, Michigan, Missouri, Nevada, North Carolina, Oregon, Pennsylvania, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
02/10/2010 - Present
LPL Financial LLC (TORRANCE CA)
CA
09/11/2007 - 05/19/2008
KINECTA FINANCIAL & INSURANCE SERVICES, LLC (WOODLAND HILLS CA)
CA
03/16/2007 - 07/03/2007
CUNA BROKERAGE SERVICES, INC. (SANTA ANA CA)
CA
05/08/2006 - 03/08/2007
LINSCO/PRIVATE LEDGER CORP. (ANAHEIM CA)
NY
04/07/2003 - 04/22/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/09/1998 - 04/08/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 01/28/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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