Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Edward Duch is an active Registered Representative and Investment Advisor Representative with Stifel, Nicolaus & Company, Inc., based in SAVANNAH, GA. Douglas has been in the securities industry since 1983. Prior to joining Stifel, Nicolaus & Company, Inc., Douglas was employed at Sterne, Agee & Leach, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Douglas is licensed in 16 states and specializes in financial planning, portfolio management for businesses and individuals, and educational seminars. Douglas also serves as the President of the Board of Trustees for Tybee Island Marine Science Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/07/2015 - Present
Stifel, Nicolaus & Company, Inc. (SAVANNAH GA)
GA
04/23/2010 - 07/07/2015
STERNE, AGEE & LEACH, INC. (SAVANNAH GA)
GA
06/01/2009 - 04/27/2010
MORGAN STANLEY SMITH BARNEY (SAVANNAH GA)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAVANNAH GA)
GA
03/23/1983 - 04/02/2007
MORGAN STANLEY DW INC. (SAVANNAH GA)
IA
Issued 04/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1984
Series 5 - Interest Rate Options Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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