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Douglas Edward Diyanni

TP Icap Global Markets Americas LLC

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About Douglas Edward Diyanni

Douglas Edward Diyanni is a financial professional with over 20 years of experience in the securities industry. Douglas has a broad range of experience in financial markets, including equity trading, futures trading, and options trading. He is currently registered with TP Icap Global Markets Americas LLC. Douglas has previously held positions at Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Knight Equity Markets, L.P. and Knight Execution Partners LLC. Douglas holds Series 3, 4, 7, 24, 55, 57TO and SIE licenses and is registered with the state of New Jersey and New York.

Firm Information

Douglas Diyanni is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Diyanni’s Registration & Firm History

NY

05/25/2016 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

09/14/2006 - 02/29/2016

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

12/09/2004 - 09/18/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

03/25/2004 - 12/10/2004

KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)

IL

04/05/2004 - 12/09/2004

KNIGHT EXECUTION PARTNERS LLC (CHICAGO IL)

NY

12/13/1999 - 04/06/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/16/2020

Series 24 - General Securities Principal Examination

BC

Issued 04/29/2009

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/18/2000

Series 3 - National Commodity Futures Examination

BC

Issued 12/11/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Douglas Edward Diyanni.
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