Unclaimed
Douglas Edward Diyanni is a financial professional with over 20 years of experience in the securities industry. Douglas has a broad range of experience in financial markets, including equity trading, futures trading, and options trading. He is currently registered with TP Icap Global Markets Americas LLC. Douglas has previously held positions at Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Knight Equity Markets, L.P. and Knight Execution Partners LLC. Douglas holds Series 3, 4, 7, 24, 55, 57TO and SIE licenses and is registered with the state of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2016 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/14/2006 - 02/29/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/09/2004 - 09/18/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/25/2004 - 12/10/2004
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
IL
04/05/2004 - 12/09/2004
KNIGHT EXECUTION PARTNERS LLC (CHICAGO IL)
NY
12/13/1999 - 04/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2020
Series 24 - General Securities Principal Examination
BC
Issued 04/29/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/18/2000
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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